Stark & Stark’s Investment Adviser Regulation group is pleased to announce that the latest Investment Adviser Compliance Update has been published and is available for download. The Spring 2006 edition covers topics including: SEC’s New Examination Request List for RIAs Branch Office Registration Deadline 13(f) Securities April Deadline for Rule 206(4)-7 SEC Policies and Procedures Rule You can download a copy of the latest Investment Adviser Compliance Upate here (PDF). Technorati Tags: : :