Stark & Stark’s Investment Adviser Regulation group is pleased to announce that the latest Investment Adviser Compliance Update has been published and is available for download. The Fall 2005 edition covers topics including:
Registration Renewals / Annual Reviews States Adopt SEC Policies and Procedures Rule Required Rule 206(4)-7 Annual Review Availability of RSS feed dedicated to Securities and Investment News
You can download a copy of the latest Investment Adviser Compliance Update here (PDF).