Oren M. Chaplin
Oren M. Chaplin is a member of the Firm’s Securities Group, through which he counsels financial service entities including investment advisers, broker-dealers, public and private investment companies (e.g., mutual funds, hedge funds, etc.), insurance brokers/agents, CPA firms and their employees, on regulatory, compliance, liability and litigation issues. In addition, he has experience with the purchase and sale of businesses within the regulatory environment. Mr. Chaplin frequently authors and comments on legal issues pertaining to businesses within the financial services industry. Prior to joining Stark & Stark, he served as a judicial law clerk for the Honorable Amy Piro Chambers, P.J.S.C., of the Middlesex Vicinage.
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