How to Switch Firms... and Not Get Sued

Posted on September 20, 2010 by Stark & Stark
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Thomas B. Lewis, Chair of Stark & Stark’s Employment Group, was quoted in the September 20, 2010 Wall Street Journal article, How to Switch Firms… and Not Get Sued. The article discusses the legal troubles brokers and financial advisers will often times face after they have changed firms and how the Protocol for Broker Recruiting can help advisers avoid legal issues altogether.

 

In the article, Mr. Lewis urges advisers to avoid any possible conflict by not deviating from normal business practices and reminds advisers that even if you’re moving from one Protocol firm to another, your employment contract will be enforceable if you break any Protocol rules.

 

You can read the full article online here.

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