Stark & Stark Shareholder Comments on Breach of Protocol for Broker Recruiting

Posted on April 6, 2009 by Stark & Stark
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Thomas B. Lewis, Shareholder and member of Stark & Stark's Employment group, was quoted in the April 1, 2009 OnWallStreet.com article The Last Weapon. The article discusses the increased rise in advisors being accused of taking classified client information as a breach of the Protocol for Broker Recruiting when leaving a current firm. Mr. Lewis offers several Do's and Don'ts for advisors as they consider a move. You can read the full article here. (PDF)

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