Leaving Your Brokerage Firm? Know Your Rights

Posted on March 19, 2007 by Stark & Stark
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Thomas Giachetti, Chair and Shareholder of Stark & Stark's Securities Practice Group, was quoted in the March 2007 TD Ameritrade Transition News article, titled, Thinking of Leaving Your Brokerage Firm and Going Solo? Make Sure You Know Your Rights. The article addresses several important issues advisors need to be aware of, including, when clients are free to follow you, and how to asses the financial costs that are associated with going solo.

You can read the article here.

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