Investment Adviser Compliance Update - Winter 2007

Posted on January 10, 2007 by Stark & Stark
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Stark & Stark's Investment Adviser Regulation group is pleased to announce that the latest Investment Adviser Compliance Update has been published and is available for download.

The Winter 2007 edition covers topics including:
New Hedge Fund Rules Proposed by the SEC
Privacy and Identity Theft
States Impose Compliance Manual Requirement

You can download a copy of the latest Investment Adviser Compliance Upate here (PDF).

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