Investment Adviser Compliance Update - Summer 2006

Posted on June 1, 2006 by Stark & Stark
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Stark & Stark's Investment Adviser Regulation group is pleased to announce that the latest Investment Adviser Compliance Update has been published and is available for download.

The Summer 2006 edition covers topics including:
Risk Assessment
SEC's New Examination Request List
Succession Planning Your Practice
Branch Office Registration
13-F
206(4)-7

You can download a copy of the latest Investment Adviser Compliance Upate here (PDF).

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