IA Compliance Seminar & SEC Audit Survival Guide

Posted on May 30, 2006 by Stark & Stark
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Joseph C. Cascarelli, a member of the Securities group, will be speaking at Financial Research Associates' 2nd Annual IA Compliance Seminar & SEC Audit Survival Guide on July 19, 2006 in New York City. Mr. Cascarelli will be part of a panel on Addressing Conflicts of Interest. Some of the points covered will be indentifying conflicts, violations that arise from unaddressed conflicts and compliance procedures.

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