NASD Rule Makes Removing Complaints More Difficult for Brokers

Posted on March 29, 2006 by Stark & Stark
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Aaron Buser, a member of the Securities Practice Group, authored Brokers Must Work Harder to Keep Their Records Clean for the March 13 edition of New Jersey Law Journal.

The article discusses a new NASD rule that makes it more difficult for brokers to remove customer complaints and arbitration/litigation actions from their public records.

You can read the full article here.

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