Investment Adviser Compliance Update - Winter 2006

Posted on January 23, 2006 by Stark & Stark
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Stark & Stark's Investment Adviser Regulation group is pleased to announce that the latest Investment Adviser Compliance Update has been published and is available for download. The Winter 2006 edition covers topics including:

Required Rule 206(4) - 7 Annual Review
SEC Amendment Requirement
Branch Offices and Form BR
Insurance Coverage for Hedge Fund Chief Compliance Officers

You can download a copy of the latest Investment Adviser Compliance Upate here.


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