Investment Adviser Compliance Update - Fall 2005

Posted on October 25, 2005 by Stark & Stark
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Stark & Stark's Investment Adviser Regulation group is pleased to announce that the latest Investment Adviser Compliance Update has been published and is available for download. The Fall 2005 edition covers topics including:

Registration Renewals / Annual Reviews
States Adopt SEC Policies and Procedures Rule
Required Rule 206(4)-7 Annual Review
Availability of RSS feed dedicated to Securities and Investment News

You can download a copy of the latest Investment Adviser Compliance Update here (PDF).

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