Restrictive Covenants and Non-Solicitation Agreements in the Investment Advisory Industry

Posted on June 7, 2005 by Stark & Stark
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logo_investmentadvisor.gifThe May 2005 edition of Investment Advisor Magazine's practice management section featured an article by Thomas Giachetti, Chair of the firm's Securities Compliance and Arbitration group.

The article, Keeping Them on Your Side, here's how to defend your practice from your own employees, discusses both the need for and necessary components of restrictive covenants and non-solicitation agreements in the investment advisory industry.

You can read Tom's article here (PDF).

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