Investment Adviser Compliance Update - Summer 2005

Posted on June 29, 2005 by Stark & Stark
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Stark & Stark's Investment Adviser Regulation group is pleased to announce that the latest Investment Adviser Compliance Update has been published and is available for download. The Summer 2005 edition covers topics including:

Disposal of Consumer Report Information
CPO registration exemptions with the CFTC
Trends in proxy voting requirements
Internet advertising
Code of ethics establishment

You can download a copy of the latest Investment Adviser Compliance Update here (PDF).

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